Item Private Transfer of Listed/Unlisted Stocks
Required Documents
1.Specimen chop of transferor
2.Chop of transferee ( Specimen chop shall be required if the transferee is an original shareholder )
3.Stock Certificate
4.Securities Transaction Tax payment sheet
5.Form 673 / Transfer application
6.A piece of Specimen Chop Card ( Not necessary for an original shareholder )
7.A copy of transferee's National Identity Card ( Including the front and the back side ) ( Not necessary for an original shareholder )
1.Private transfer of listed stocks shall not be in excess of 1,000 stocks each time, and the interval between any two such transfer shall not be less than three months.
2.Transfer to a relative within the second degree or closer must be handled via the gift transfer procedures, if not in this way, the shareholder shall attach the payment certification issued by the tax authority. ( Not necessary for an original shareholder )
3.The income of Tax-Deferred stock will be included in the annual income after the transfer.
4.If your securities deposited under TDCC custody, please carry necessary documents to securities firm for application.
1.Transfer Application
4.Specimen Chop Card